Anti-Money Laundering Reviews

For both insured financial institutions and non-insured financial services providers, Chartwell Compliance provides independent testing of anti-money laundering (AML), loan, mortgage, deposit, and Community Reinvestment Act (CRA) compliance operations.

Chartwell’s consultants bring their extensive expertise as former examiners, compliance officers, and executives to every engagement. We conduct testings of transactions and internal controls; comprehensive reviews of compliance practices; interviews of key personnel; evaluate lending, deposit, mortgage, and CRA related regulations and risks; and then present findings and actionable recommendations related to process improvements and compliance practices.

Chartwell’s mortgage loan review includes: consumer, mortgage, overdraft protection, home equity loans, and lines of credit. Our due diligence program is tailored to our client’s specific requirements and includes data validation, credit identification, property valuation, compliance, and fraud risks, which gives our clients the information they need to price, acquire, and service assets.

We aim to develop an understanding of the existing internal controls, the extent to which they have been in place, and their effectiveness in complying with consumer protection laws and regulations.

Chartwell’s compliance expertise includes, but is not limited to:

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