Due Diligence Reviews and Bank Relationships

The Chartwell Compliance capabilities for due diligence services are broad. One of the great advantages of these services is to allow financial institutions to maintain focus on critical tasks, while Chartwell supports time-consuming matters applicable to the compliance program. As such, Chartwell can conduct due diligence reviews of foreign agents and bank correspondents required by FinCEN and regulators. This review includes organizing the correspondent agent files appropriately for regulator review, and all of the legwork and visits to the geographical locations of the foreign agents and correspondents, if required.

Chartwell can also support MSBs and other financial institutions as they obtain banking relationships and/or agency relationships that are critical to, or enhance the operations of their business.


Please wait...

Subscribe to our Technical Publication!

Want to be notified when Compass is published? Enter your email address and name below and sign up to our mailing list!
Please wait...

Download the PDF File