Tag Archives: Audit

A Checklist to Prepare You for Your Next Bank Secrecy Act/Anti-Money Laundering/Office of Foreign Assets Control (“BSA/AML/OFAC”) Exam

BSA/AML examinations have a significant impact on the rating given to your bank’s management in a Safety and Soundness Examination.  With the published 2010 Federal Financial Institutions Examination Council (“FFIEC”) Bank Secrecy Act/Anti-Money Laundering Examination Manual and the 2008 FFIEC Read More

Examiners and Auditors and Reviewers. Oh My!

Improving the Examination and Review Process: BSA/AML and OFAC Compliance Examinations and Reviews As a member of the financial institution industry, your organization has experienced the frequent scrutiny of your compliance program by state or federal regulatory examiners, Internal Auditors, Read More

Please wait...

Subscribe to our Technical Publication!

Want to be notified when Compass is published? Enter your email address and name below and sign up to our mailing list!
Please wait...

Download the PDF File