Tag Archives: Money Services Business Compliance

A Checklist to Prepare You for Your Next Bank Secrecy Act/Anti-Money Laundering/Office of Foreign Assets Control (“BSA/AML/OFAC”) Exam

BSA/AML examinations have a significant impact on the rating given to your bank’s management in a Safety and Soundness Examination.  With the published 2010 Federal Financial Institutions Examination Council (“FFIEC”) Bank Secrecy Act/Anti-Money Laundering Examination Manual and the 2008 FFIEC Read More

Recommendations for Setting Up Winning Compliance Programs, Business Plans and Financial Pro Formas for Money Transmitter License Applications

Organizations seeking money transmitter licensure are expected by many state regulatory agencies (namely the large states such as California and New York), to provide a comprehensive written business plan and financial projections. Often, savvy corporate analysts in the regulatory agencies Read More

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