Tag Archives: OCC

An Ongoing Regulatory Hot Button – Managing Vendor Risk

Third-Party Vendors – Are You Managing Your Risks? The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board (FRB), and the Federal Deposit Insurance Corporation (FDIC) expect banks to practice effective risk management regardless of whether the Read More

Advice on Consultants: The OCC’s guidance on using third-party consultants during enforcement actions

As part of an enforcement action or when remedial actions are needed, the Office of the Comptroller of the Currency may require national banks and federal thrifts to engage an independent consultant to ensure that independent judgment and the requisite Read More

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