Federal BSA/AML/OFAC & Consumer Compliance Professional

Place of Work:Work will be conducted from home and includes approximately 50% travel during certain times of the year.

Target Start:Immediate.

Base Salary:Dependent on experience.

Certifications:CAMS, CRCM, CCCS, CCBCO, CFE and related are preferred, but not required.

Requirements:

Requirements:  

  • U.S. citizenship or permanent residency;
  • At least 7 years of AML compliance related experience;
  • Experience with financial technology, third-party payment processors, and money services businesses;
  • Prior consulting experience or experience in internal compliance reviews or audits;
  • High self-initiative and strong group leadership abilities;
  • Excellent verbal and written communication skills;
  • Proficient in Microsoft Word, Excel, and PowerPoint;
  • Quick, efficient, highly organized and able to get up to speed rapidly;
  • At ease multi-tasking under deadlines and working outside comfort zone;
  • Excited about working in a small but established company with an entrepreneurial spirit; and
  • Plusses, but not required: experience with virtual currency, NY 504, deposit, non-U.S. AML and regulatory compliance, lending and mortgage regulations applicable to banks, AML Banking, fraud prevention, consumer compliance, State MSB licensing, and financial safety and soundness.

 Main Duties:   

  • Conduct independent reviews, on and off site, and diagnostic assessments of BSA/AML/OFAC compliance, issue written reports and workpapers, and communicate results with customers;
  • Build, enhance or localize compliance programs including BSA/AML/OFAC risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems;
  • Provide compliance training;
  • Perform AML model validation;
  • Assist clients with day to day compliance requirements;
  • Serve as subject matter expert to customers;
  • Assist with cultivating new business with existing and new clients, participating in proposal development, and networking;
  • The company is a small business, and everyone chips in where needed, e.g. identifying future hires, updating or building testing workpapers, contributing to Chartwell’s internal Compass publication, etc.

Licensing Compliance Professional

Place of Work:Work will be conducted from home.

Target Start:Immediate.

Base Salary:Dependent on experience. Open to hourly or full-time salaried.

Certifications:CAMS, CRCM, CCCS, CCBCO, CFE and related are preferred, but not required.

Requirements:

  • U.S. citizenship or permanent residency;
  • At least 5 years of related experience;
  • Strong knowledge of MS Office products;
  • Experience with State Money Services Business licensing/government regulated activity, financial technology, or payments businesses;
  • Personal and professional integrity;
  • Customer-facing work experience/work well with people at all levels;
  • High self-initiative and strong group leadership abilities/team player;
  • Excellent verbal and written communication skills;
  • Superior attention to detail and accuracy;
  • Quick, efficient, highly organized and able to get up to speed rapidly;
  • At ease multi-tasking under deadlines and working outside comfort zone;
  • Excited about working in a small but established company with an entrepreneurial spirit.

 Main Duties:

  • Subject matter expert on state regulatory, exam and licensing.
  • Managing state money transmission license acquisition including preparation of licensing applications and work required thereunder by the parties involved;
  • Research of licensing requirements;
  • Serving as a subject matter expert to client base and Chartwell team on state regulatory, exam and licensing matters;
  • Resolve outstanding issues identified in the application process;
  • Providing non-legal outreach to state regulators,
  • Guidance and confirmations on state regulatory requirements;
  • Providing state license maintenance, exam support, and services related to keeping in good standing with states;
  • Managing specialized state projects such as transfers of control and regulatory remediation

Interested applicants should submit a cover letter and resume to careers@chartwellcompliance.com. The cover letter should address how you meet some of the technical and non-technical qualifications, your start date, and other topics you believe are relevant.

Please wait...

Subscribe to our newsletter

Want to be notified when our article is published? Enter your email address and name below to be the first to know.